Regulatory & Governance Advisory

Regulatory and Governance Advisory

We are different from most other Regulatory consulting firms; our lead consultant have demonstrated front-line execution and governance experience, working to solve regulatory and governance issues to the satisfaction of regulators and auditors.

We develop comprehensive policies and procedures to manage operational risks

We perform expert peer review of critical functions and governance processes.

We perform verification of critical models and processes (CCAR, Sress testing, VAR, etc.) for regulatory requirements.

We evaluate each client's need for and status of compliance, and implement solutions.
- Dodd-Frank requirements
- SOX requirements
- Basel rules
- CFTC rules

As subject matter experts, we also serve as agents of clients to validate the quality and timeliness of work deliveries of other vendors.

Regulatory and Governance Advisory

We develop comprehensive policies and procedures to manage operational risks

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We perform expert peer review of critical functions and governance processes.

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We perform verification of critical models and processes (CCAR, Sress testing, VAR, etc.) for regulatory requirements.

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