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Regulatory and Governance Advisory
We are different from most other Regulatory consulting firms; our lead consultant have demonstrated front-line execution and governance experience, working to solve regulatory and governance issues to the satisfaction of regulators and auditors.
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We develop comprehensive policies and procedures to manage operational risks
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We perform expert peer review of critical functions and governance processes.
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We perform verification of critical models and processes (CCAR, Sress testing, VAR, etc.) for regulatory requirements.
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We evaluate each client's need for and status of compliance, and implement solutions.
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Dodd-Frank requirements
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SOX requirements
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Basel rules
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CFTC rules
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As subject matter experts, we also serve as agents of clients to validate the quality and timeliness of work deliveries of other vendors.
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